SECP's Circulars
Circulars - 2022
Circular No. |
Date |
Subject |
12 |
Nov 28, 2022 |
Amendment in Investment and Allocation Policies for Pension Funds Authorized Under the Voluntary Pension System Rules, 2005 updated Nov, 2022 |
08 |
Aug 15, 2022 |
Master Circular for Mutual Funds MF Collective Investment Schemes CIS Investment Advisory Services IAS updated Aug, 2022 |
S.R.O. 1016 (I)/2022 |
July 22, 2022 |
Self-Regulatory Organizations Registration Regulations 2022, July 22, 2022 |
04 |
Feb 23, 2022 |
Circular No. 4 of 2022 Eligibility Requirment to Resgister as Trustee of OPEN END OR CLOSED END Scheme Feb 23, 2022 |
03 |
Feb 11, 2022 |
Circular No 3 of 2022-Fixed Rate Return Scheme Feb 11, 2022 |
Circulars - 2021
Circulars - 2020
Circulars - 2019
Circular No. |
Date |
Subject |
11 |
July 5, 2019 |
Revised Conditions for Charging of Selling and Marketing Expenses to Mutual Funds |
8 |
May 28, 2019 |
Requirements For Constant Proportion Portfolio Insurance(CCPI) Based Collective Investment Schemes (CIS) |
Circulars - 2018
Circular No. |
Date |
Subject |
18 |
October 16, 2018 |
Amendment in Circular No.41 of 2016 (Mandatory Requirements for Distributors Selling Mutual Fund Units of Single Asset Management Company) |
15 |
July 17, 2018 |
Risk Management and Control Guidelines for Asset Management Companies |
12 |
July 10, 2018 |
Mandatory Certification for the Professionals of NBFCs |
5 |
June 4, 2018 |
Amendments in Circular No. 40 of 2016 (Conditions for Charging of Selling and Marketing Expenses to Mutual Funds) |
4 |
April 27, 2018 |
Amendments in Circular 6 of 2013 dated May 9, 2013 ("the Circular") |
3 |
March 2, 2018 |
Categorization of Open-End Collective Investment Schemes |
Circulars - 2017
Circular No. |
Date |
Subject |
30 |
November 24, 2017 |
Requirements for Constant Proportion Portfolio Insurance (CCPI) based Collective Investment Schemes (CIS) |
28 |
November 14, 2017 |
Customer Due Diligence (CDD)/Know Your Customer Policy (KYC) |
27 |
November 8, 2017 |
Sales Load being Charged by Collective Investment Schemes |
13 |
April 28, 2017 |
Criteria for investing in Equity Securities by Collective Investment Schemes (CIS) |
9 |
April 17, 2017 |
Reporting by Non-Banking Finance Companies |
5 |
February 13, 2017 |
Amendment in Circular No. 40 of 2016 (Conditions for Charging of Selling and Marketing Expenses to Mutual Funds) |
Circulars - 2016
Circular No. |
Date |
Subject |
41 |
December 30, 2016 |
Mandatory Requirements for Distributors Selling Mutual Fund Unit of Single Asset Management Company |
40 |
December 30, 2016 |
Conditions for Charging of Selling and Marketing Expenses to Mutual Funds |
33 |
November 4, 2016 |
Sahulat Sarmayakari Account for low risk customers and branchless banking account holder |
19 |
May 25, 2016 |
Amendment in Circular 36 of 2009 - Investment and Allocation Policies for Pension Funds Authorized under the Voluntary Pension System Rules, 2005 |
10 |
March 16, 2016 |
Categorization of Open-End Collective Investments Schemes (CIS) |
02 |
January 22, 2016 |
Regulatory requirements for branches of Asset Management Companies |
Circulars - 2015
Circular No. |
Date |
Subject |
48 |
December 31, 2015 |
Mandatory Certification for the Professionals of NBFCs |
26 |
July 27, 2015 |
Sales Load Being Charged by Collective Investment Schemes |
21 |
June 29, 2015 |
Placement of Jamapunji web link and logo on the websites of Non-Banking Finance Companies |
19 |
May 15, 2015 |
Clarification of Regulation 58(1)(d) of The Non-Banking Finance Companies and Notified Entities Regulations, 2008 |
18 |
May 15, 2015 |
Requirement for Constant Proportion Portfolio Insurance (CPPI) Based Investment Schemes |
15 |
April 27, 2015 |
Guidance on Compliance of Pakistan's Notifications issued under United Nations Security Council (UNSC) Resolution 1267 |
11 |
April 13, 2015 |
Mandatory Certification for the Professionals of NBFCs |
3 |
January 26, 2015 |
Categorization of Open End Collective Investment Schemes |
Circulars - 2014
Circular No. |
Date |
Subject |
16 |
July 3, 2014 |
Requirements for Asset Management Companies to advertise Open End Collective Investment Schemes |
14 |
June 5, 2014 |
Placement of Constitutive documents of Collective Investments Schemes by Asset Management Company on website |
Circulars - 2013
Circulars - 2012
Circulars - 2011
Circular No. |
Date |
Subject |
4 |
March 10, 2011 |
Categorization of open end collective investment scheme |
3 |
January 20, 2011 |
Amendment in Circular 36 of 2009 dated December 10, 2009 - Investment and Allocation Policies for Pension Funds Authorized under the Voluntary Pension System Rules, 2005 |
Circulars - 2010
Circular No. |
Date |
Subject |
16 |
July 7, 2010 |
Categorization of Open-End Collective Investment Schemes |
3 |
January 20, 2010 |
Clarification Regarding Circular No. 01 of 2009 |
Circulars - 2009
Circulars - 2008
Circular No. |
Date |
Subject |
26 |
November 6, 2008 |
Clarification Regarding Circular No. 26 of 2008 |
26 |
November 5, 2008 |
Directive under section 282D of the Companies Ordinance, 1984 |
Circulars - 2007
Circulars - 2006
Circular No. |
Date |
Subject |
12 |
August 1, 2006 |
Conditions Applicable to Promoters Majority Shareholders of NBFCs |
12 |
July 27, 2006 |
Right Issues and Underwriting By Collective Investment Schemes |
8 |
June 14, 2006 |
Conditions for Issuance of Foreign Currency Certificate of Deposits (CODs) and Certificate of Investment (COIs) |
7 |
May 4, 2006 |
Procedure for Renewal of License |
1 |
January 9, 2006 |
Prudential Regulations For Consumer Financing For Non-Banking Finance Companies (NBFCs) |
Circulars - 2005
Circulars - 2004
Circular No. |
Date |
Subject |
23 |
June 25, 2004 |
Prudential Regulations for Non-Banking Finance Companies (NBFCs) |
2 |
January 21, 2004 |
Prudential Regulations for Non-Banking Finance Companies |
Circulars - 2003
Circular No. |
Date |
Subject |
10 |
April 10, 2003 |
Fresh License (s) to be obtained in terms of Section 282 C of the Companies Ordinance 1984 for Business (es) being carried out by the existing Non-Banking Finance Companies |
6 |
February 21, 2003 |
Requirements for Anti Money Laundering Initiative |
5 |
February 21, 2003 |
Requirements for Anti Money Laundering Initiative-Additional condition No.12003 to modaraba authorization certificate |
Circulars - 2002
Circular No. |
Date |
Subject |
17 |
December 18, 2002 |
Information of Current Credit Rating and COIsCODs being maintained by NBFCs |
INFORMATION
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